13D
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1
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NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
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Jeffrey Bacha
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2
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CHECK THE APPROPRIATE BOX IF MEMBER OF A GROUP
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(a) o
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(b) o Reporting person is affiliated with other persons | ||||||
3
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SEC USE ONLY
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4
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SOURCE OF FUNDS
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OO
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
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o
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States
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7
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SOLE VOTING POWER
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6,924,583
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NUMBER OF
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8
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SHARED VOTING POWER
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SHARES
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BENEFICIALLY
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0
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OWNED BY
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9
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SOLE DISPOSITIVE POWER
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EACH REPORTING
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PERSON WITH
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6,924,583
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10
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SHARED DISPOSITIVE POWER
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0
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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6,924,583*
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
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o
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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22.5%**
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14
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TYPE OF REPORTING PERSON
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IN
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*
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Represents 22,000 outstanding shares, 6,467,083 shares issuable upon exchange of exchangeable shares (including 2,608,541 shares held in trust), 237,500 shares issuable upon exercise of options exercisable within 60 days, and 198,000 shares issuable upon exercise of warrants. Excludes shares underlying 262,500 options, which are not exercisable within 60 days.
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**
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Represents the percentage ownership based on 23,890,236 shares of common stock of DelMar Pharmaceuticals, Inc. outstanding as of September 18, 2013.
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(a)
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As of the date hereof, the Reporting Person beneficially owns 6,924,583 shares of the Issuer’s common stock, which represents approximately 22.5% of the Issuer’s common stock.
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(b)
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The Reporting Person may be deemed to hold sole voting and dispositive power over 6,924,583 shares of common stock of the Issuer.
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(c)
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On August 5, 2013, the Reporting Person was issued 22,000 shares of common stock of the Issuer, upon exercise of warrants for no additional consideration. On August 16, 2013, the Reporting Person was issued ten-year options to purchase 350,000 shares of common stock with an exercise price of $1.05. The options vest in equal monthly installments over one year. Other than as reported herein, the Reporting Person has not effected any transactions in the securities of the Issuer during the past 60 days or since the most recent filing of Schedule 13D, whichever is less.
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(d)
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To the best knowledge of the Reporting Person, no person other than the Reporting Person has the right to receive, or the power to direct the receipt of, dividends from, or the proceeds from the sale of the 6,924,583 shares of common stock reported in Item 5(a).
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(e) | Not applicable. |
September 19, 2013
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/s/ Jeffrey Bacha
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Jeffrey Bacha
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