As filed with the Securities and Exchange Commission on September 28, 2021
Registration No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-8
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
Kintara Therapeutics, Inc.
(Exact name of registrant as specified in its charter)
Nevada |
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99-0360497 |
(State or other jurisdiction of incorporation or organization) |
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(I.R.S. Employer Identification No.) |
Kintara Therapeutics, Inc.
12707 High Bluff Dr., Suite 200
San Diego, CA 92130
(Address of Principal Executive Offices) (Zip Code)
Kintara Therapeutics, Inc. 2017 Omnibus Equity Incentive Plan
(Full title of the plan)
Kintara Therapeutics, Inc.
12707 High Bluff Drive, Suite 200
San Diego, CA 92130
Attention: Saiid Zarrabian
President and Chief Executive Officer
(Name and address of agent for service)
(858) 35-4364
(Telephone number, including area code, of agent for service)
Please send copies of all communications to:
Steven M. Skolnick, Esq. Michael J. Lerner, Esq. Lowenstein Sandler LLP 1251 Avenue of the Americas New York, NY 10020 (212) 262-6700 |
Indicate by check mark whether the Registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
Large accelerated filer |
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☐ |
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Accelerated filer |
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☐ |
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Non-accelerated filer |
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☒ |
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Smaller reporting company |
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☒ |
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Emerging growth company |
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☐ |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐
CALCULATION OF REGISTRATION FEE
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Title of securities to be registered |
Amount to be registered(1)(2) |
Proposed maximum offering price per share |
Proposed maximum aggregate offering price |
Amount of registration fee |
Common Stock, $0.001 par value per share |
6,300,000 |
$0.8995 |
$5,666,850 |
$618.254 |
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(1) |
Pursuant to Rule 416 under the Securities Act of 1933, as amended (the “Securities Act”), this registration statement on Form S-8 (the “Registration Statement”) shall also cover any additional shares of the Registrant’s common stock, par value $0.001 per share (“Common Stock”) of Kintara Therapeutics, Inc. (the “Registrant”) that become issuable in respect of the securities identified in the above table by reason of any stock dividend, stock split, recapitalization, or other similar transaction effected without the Registrant’s receipt of consideration which results in an increase in the number of the outstanding shares of the Registrant’s Common Stock. |
(2) |
The securities being registered under this Registration Statement consist of 6,300,000 shares available for future awards under the Registrant’s 2017 Omnibus Equity Incentive Plan, as amended, as of the date of this Registration Statement. |
(3) |
Estimated solely for the purpose of calculating the registration fee pursuant to Rule 457(h) under the Securities Act based on the average of the high and low sales price per share of the Common Stock reported by The Nasdaq Capital Market on September 27, 2021. |
EXPLANATORY NOTE
This Registration Statement on Form S-8 is filed by Kintara Therapeutics, Inc. (the “Registrant”) for the purpose of registering additional shares of the Registrant’s common stock, par value $0.001 per share (the “Common Stock”) under the Registrant’s 2017 Omnibus Equity Incentive Plan (as amended, the “2017 Plan”). The amendment to increase the number of shares available for issuance under the 2017 Plan from 6,700,000 to 13,000,000 (the “Amendment”) was approved by the Board of Directors of the Registrant on April 26, 2021 and by the stockholders of the Registrant on June 25, 2021. This Registration Statement registers an aggregate of 6,300,000 additional shares of Common Stock available for issuance under the 2017 Plan as a result of the Amendment.
Pursuant to General Instruction E of Form S-8, the contents of the Registration Statement on Form S-8 of the Registrant filed with the Securities and Exchange Commission (the “SEC” or the “Commission”) on September 21, 2020 (Registration No. 333-248928), including any amendments thereto or filings incorporated therein, are incorporated herein by this reference to the extent not replaced hereby.
PART I
Information Required in the Section 10(a) Prospectus
The documents containing the information specified in Part I of this Registration Statement will be sent or given to participants in the 2017 Plan as specified by Rule 428(b)(i) under the Securities Act of 1933, as amended (the “Securities Act”). Such documents are not required to be, and are not being, filed by the Registrant with the Commission, either as part of this Registration Statement or as prospectuses or prospectus supplements pursuant to Rule 424 under the Securities Act. Such documents, together with the documents incorporated by reference herein pursuant to Item 3 of Part II of this Registration Statement, constitute a prospectus that meets the requirements of Section 10(a) of the Securities Act.
PART II
Information Required in the Registration Statement
Item 3. Incorporation of Documents by Reference.
The following documents filed by the Registrant with the Commission pursuant to the Securities Act and the Securities Exchange Act of 1934, as amended (the “Exchange Act”), are incorporated herein by reference:
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the Registrant’s Annual Report on Form 10-K for the fiscal year ended June 30, 2021, filed on September 28, 2021; |
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the Registrant’s Current Reports on Form 8-K filed on September 7, 2021, and September 27, 2021 (in each case, excluding any information deemed furnished under Items 2.02 or 7.01 of Form 8-K, including the related exhibits, which information is not incorporated by reference herein); and |
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the description of the Common Stock of the Registrant contained in its Registration Statement on Form 8-A, filed on July 8, 2016 under Section 12 of the Exchange Act, and any amendments or reports filed for the purpose of updating such description. |
All documents filed by the Registrant pursuant to Section 13(a), 13(c), 14, or 15(d) of the Exchange Act subsequent to the filing of this Registration Statement and prior to the filing of a post-effective amendment, which indicates that all securities offered hereby have been sold or which deregisters all securities then remaining unsold, shall be deemed to be incorporated by reference into this Registration Statement and to be a part hereof from the date of filing such documents, except as to specific sections of such documents as set forth therein. Any statement contained in a document incorporated or deemed to be incorporated by reference herein shall be deemed to be modified or superseded for purposes of this Registration Statement to the extent that a statement contained in any subsequently filed document, which also is deemed to be incorporated by reference herein, modifies or supersedes such statement.
Item 8. Exhibits.
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Exhibit Number |
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Exhibit Description |
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4.1 |
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4.2 |
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4.3 |
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4.4 |
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4.5 |
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4.6 |
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4.7 |
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4.8 |
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4.9 |
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4.11 |
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4.12 |
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4.13 |
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4.14 |
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4.15 |
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4.16 |
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4.17 |
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4.18 |
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5.1 |
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23.1 |
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23.2 |
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24.1 |
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Power of Attorney (contained on the signature page of this Registration Statement)* |
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99.1 |
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99.2 |
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99.3 |
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in San Diego, California, on this 28th day of September, 2021.
KINTARA THERAPEUTICS, INC. |
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By: |
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/s/ Saiid Zarrabian |
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Name: Saiid Zarrabian Title: Chief Executive Officer |
Each of the undersigned, whose signature appears below, hereby constitutes and appoints Saiid Zarrabian and Scott Praill, and each of them, his or her true and lawful attorney-in-fact and agent, with full power of substitution and re-substitution, for him or her and in his or her name, place and stead, in any and all capacities, to sign any or all amendments to this registration statement and to file the same with all exhibits thereto and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents full power and authority to do and perform each and every act and thing necessary or appropriate to be done with respect to this registration statement or any amendments hereto in the premises, as fully to all intents and purposes as he or she might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or his or their substitute or substitutes, may lawfully do or cause to be done by virtue thereof.
Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement has been signed below by the following persons in the capacities indicated:
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Signature |
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Title |
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Date |
/s/ Saiid Zarrabian Saiid Zarrabian |
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Chief Executive Officer and Director (Principal Executive Officer) |
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September 28, 2021 |
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/s/ Scott Praill Scott Praill |
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Chief Financial Officer (Principal Financial and Accounting Officer) |
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September 28, 2021 |
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/s/ Laura Johnson Laura Johnson |
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Director |
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September 28, 2021 |
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/s/ Robert J. Toth |
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Director |
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September 28, 2021 |
Robert J. Toth |
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/s/ Robert E. Hoffman Robert E. Hoffman |
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Director |
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September 28, 2021 |
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/s/ Tamara A. Seymour |
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Director |
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September 28, 2021 |
Tamara A. Seymour |
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/s/ Keith Murphy Keith Murphy |
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Director |
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September 28, 2021 |